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Entity-level controls
Results: 522

#	Item
351	Comment Letter on File No. S7-11-06 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-21 13:33:14 Business Entity-level controls Internal control SOX 404 top–down risk assessment Enterprise risk management Information technology controls Sarbanes–Oxley Act Audit External auditor Auditing Accountancy Risk
352	September 18, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-20 16:18:32 Finance Audit Internal control Internal audit Entity-level controls Financial audit Sarbanes–Oxley Act Public Company Accounting Oversight Board External auditor Auditing Accountancy Business
353	1120 Connecticut Avenue, NW Washington, DC[removed]BANKERS www.aba.com World-Class Solutions, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-21 16:11:07 Risk Committee of Sponsoring Organizations of the Treadway Commission Entity-level controls Sarbanes–Oxley Act Internal control Financial audit Internal audit Audit Information technology controls Auditing Accountancy Business
354	Microsoft Word - Response to SEC SOX concept release - DRAFT FOR DISCUSSION… Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-20 15:59:16 Risk Internal control Entity-level controls Audit Information technology controls Sarbanes–Oxley Act Information technology audit process SOX 404 top–down risk assessment Auditing Accountancy Business
355	Comments on File No. S7-12-06 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-04-13 15:13:27 Audit Public Company Accounting Oversight Board Internal control Internal audit External auditor SOX 404 top–down risk assessment Entity-level controls Auditing Accountancy Business
356	Senior Vice President & Conlrdler Peter J. Daniel September 18,2006 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-21 16:02:11 Risk Entity-level controls Internal control Sarbanes–Oxley Act Audit Vulnerability Internal audit External auditor SOX 404 top–down risk assessment Auditing Accountancy Business
357	September 18, 2006 Nancy M. Morris, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-21 14:20:43 Finance Financial audit Sarbanes–Oxley Act Entity-level controls Internal control Audit Financial statement SOX 404 top–down risk assessment Center for Audit Quality Auditing Accountancy Business
358	Microsoft Word - NYSSCPA Comments SEC Release No[removed]Guidance for ICFR final[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-28 13:45:25 Internal control U.S. Securities and Exchange Commission Entity-level controls Risk SOX 404 top–down risk assessment Committee of Sponsoring Organizations of the Treadway Commission Auditing Accountancy Business
359	MetLife, Inc. One MetLife Plaza, Long Island City, NY[removed]Tel[removed]Fax[removed]removed] Joseph J. Prochaska Jr. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-21 14:40:22 Business Entity-level controls Internal control Statement on Auditing Standards No. 70: Service Organizations Internal audit SOX 404 top–down risk assessment Sarbanes–Oxley Act Audit Risk assessment Auditing Accountancy Risk
360	September 18, 2006 Securities and Exchange Commission C/o Nancy M. Morris, Secretary 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-21 15:35:49 Business Internal control Entity-level controls Internal audit Sarbanes–Oxley Act Audit External auditor SOX 404 top–down risk assessment Risk assessment Auditing Accountancy Risk

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